Formation of Entities
Corporate Governance Consulting
Corporate Advisory
Setting up of business in India
Accounts and tax Consultancy

Komal Deshmukh-Samant, Advisor

3/5, Jaykar Smruti,
Amba Mata Marg,
Goregaon(W), Mumbai 104

B.Com, ACS, LL.B


  • Secretarial Compliances under the Companies Act, 1956 and Companies Act, 2013 and rules and regulations made thereunder
  • In-depth knowledge of SEBI (Prohibition of Insider Trading) Regulation and SEBI (Acquisition ad Takeover) Regulation.
  • Compliances under Listing Agreements including advising on compliance of Corporate Governance
  • Drafting of Annual Reports of Listed entities
  • Assisted in structuring open offers along with Merchant Bankers
  • Drafting of Schemes of Mergers and reorganization of Capital.
  • SME IPO and SME Listing
  • Execution of Rights Issues along with Merchant Bankers.
  • Drafting Schemes of ESOPS and obtaining statutory approvals for the same.
  • Advising on accepting foreign investments
  • Drafting of MOUs, Partnership Deeds, Share Purchase Agreements and Term Sheets
  • Other legal drafting and review
  • Conducting postal ballots and facilitating e voting
  • Revocation of suspension of listed entities?
  • Preferential allotment of securities and listing of shares
  • Representation before SEBI for consent matters
  • Representation before Company Law Board for various matters under the Companies Act.
  • Assisted in preparing legal opinions based on case laws
  • Liasioning with ROC, CLB, BSE, NSDL and CDSL.
  • Setting up Indian subsidiaries of foreign entities.
  • Registration of Trade Marks.
  • Legal and secretarial due diligence of entities
  • Formation of Societies under the Societies Registration Act and its registration with Charity Commissioner.
  • Maintenance of statutory records of Public Trusts under the Societies Registration Act.
  • Restructuring of companies including merger, amalgamations, takeover etc
  • Compliances with respect to SEBI and Stock Exchanges for a listed company.
  • Advising foreign companies on setting up of their business outfits in India
  • Foreign Direct Investments
  • Compounding of offences
  • Management Information System
  • Handling inspection under section 209A of the Companies Act 1956
My experience has been in the following areas during my tenure with corporate sector:


  • Incorporation of companies
  • Managing Public Issues
  • Managing various kinds of meetings like shareholders, directors, creditors
  • Preparation and filing of applications with the various authorities like Registrar of Companies, Regional Director, Department of Companies Affairs, Company Law Board etc
  • Handling complicated matters like Compounding of offences, prosecutions, exemption applications under section 58A, 212, 314 etc
  • Handling oppression and mismanagement petitions
  • Appearances before Company Law Board
  • Winding up/ liquidation of companies
  • Advising companies on compliances under SAST and Insider Trading Rules and Regulations
  • Compliances of various clauses of listing agreement mainly advice on corporate governance clause
  • Appearances before SEBI Appellate Tribunal
  • Certification under various clauses of listing agreement
  • I have designed an Annual Compliance Program for listed companies which works as monthly reminder for various disclosure and filing of returns with the Stock Exchanges
  • Re-listing and De-listing of shares
  • Admission of shares on stock exchange
  • Obtaining industrial licenses
  • Obtaining necessary approvals from the Government of India with regard to setting up of unit in India by a foreign Company
  • Obtaining approval from Foreign Investment Promotion Board of India for Foreign Direct Investments
  • Obtaining all necessary approvals from Reserve Bank of India in connection with allotment of shares, foreign Inward Remittances, Royalties etc in connection with Investments in India
  • Approval for External Commercial Borrowings
  • Obtaining all other licenses on routine basis required for running a unit in India
  • Dead lock in management of a Company
  • Majority Vs. Minority shareholders
  • Mergers/Acquisitions
  • Refusal of Share Transfer by a Company and litigations
  • Criminal charges against the Directors of a Company
  • Loan settlements with the Financial Institutions/Banks
  • Rehabilitation packages of a SICK Company
  • Developing suitable MIS to enable the top management to take timely decisions
  • Setting up of full operations of a foreign company in India
  Ratish Tagde  
Address: 701, 704, 705, 7th Floor, Crystal Plaza, Opp Solitare Corporate Park, Andheri Ghatkopar Link Road, Andheri (East), Mumbai-400 099 Tel.: 022 6136 2522 Fax: 022 6136 2523
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